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US Appeals Court Orders SEC to Bring Enforcement Actions to Jury Trials

The 5th Circuit Court of Appeals in the U.S. found that the target of an SEC enforcement action’s constitutional rights were violated by the use of an in-house SEC judge, rather than a jury trial.

The 5th Circuit Court of Appeals in the U.S. found that the target of an SEC enforcement action’s constitutional rights were violated by the use of an in-house SEC judge, rather than a jury trial.

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